SECTION 10:15-33-6. Reporting to the board

(a)   Any report or document required to be submitted under this subsection shall be made available to the Board by a secure website or other secure means unless the sponsoring organization does not have access to a secure website or other secure means. In such case the report may be directly submitted by the firm.

(b)   Any report or document required to be submitted under this subsection shall be filed with the Board within thirty (30) days of receipt from the sponsoring organization. Such report shall contain:

(1)   A copy of the report and the final letter of acceptance from the sponsoring organization, if such report is pass; or

(2)   A copy of the report, letter of response, the signed agreement to the conditional letter of acceptance, and final letter of acceptance when corrective actions are complete if the report is pass with deficiencies or fail.

(3)   A copy of the Public Company Accounting Oversight Board (PCAOB) report, if applicable.

(c)   Any document submitted to the Board under this subsection is confidential pursuant to the Act.

[Source: Added at 21 Ok Reg 1981, eff 7-1-04; Amended at 22 Ok Reg 387, eff 12-21-04 (emergency); Amended at 22 Ok Reg 1691, eff 7-1-05; Amended at 23 Ok Reg 2123, eff 7-1-06; Amended at 24 Ok Reg 1729, eff 7-1-07; Amended at 25 Ok Reg 1513, eff 7-1-08; Amended at 27 Ok Reg 1690, eff 7-1-10; Amended at 31 Ok Reg 710, eff 9-12-14]