SECTION 660:11-5-21. Supplemental disclosures

Latest version.

Every broker-dealer and agent registered under the Securities Act must keep their application current at all times by promptly filing amendments supplementing their application after learning of the facts and circumstances giving rise to the amendments as required by Section 1-406.B of the Securities Act.

[Source: Added at 35 Ok Reg 2009, eff 11-1-18; Amended at 37 Ok Reg 2194, eff 11-1-20]

                    
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