Oklahoma Administrative Code (Last Updated: March 11, 2021) |
TITLE 660. Department of Securities |
Chapter 11. Oklahoma Uniform Securities Act of 2004 |
Subchapter 7. Investment Advisers and Investment Adviser Representatives |
Part 3. LICENSING PROCEDURES |
SECTION 660:11-7-12. Renewal
Latest version.
- (a) Investment adviser. An investment adviser registered under the Act shall renew its registration by submitting to the IARD the renewal fee specified in Section 1-612 of the Securities Act.(b) Investment adviser representative. Investment adviser representatives registered under the Act shall renew their registrations by submitting to the CRD the renewal fee specified in Section 1-612 of the Securities Act.