SECTION 660:2-3-1. Organization

Latest version.

(a)   The Department shall be organized in accordance with Section 1-601 of the Securities Act. It shall be the purpose of the Department to implement the policies of the Commission and to enforce the Securities Act in an efficient and effective manner.
(b)   The Department shall be organized in the following divisions:
(1)   registration of broker-dealers, agents and investment advisers.
(2)   registration of securities.
(3)   investigation and enforcement; and
(4)   investor education.
(c)   The Department shall have as its chief officer an Administrator who shall be charged with the duty of administering and enforcing the acts under the supervision of the Commission and in accordance with its policies.

[Source: Amended at 21 Ok Reg 2489, eff 7-1-04]

                    
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