Oklahoma Administrative Code (Last Updated: March 11, 2021) |
TITLE 660. Department of Securities |
Chapter 2. Organization and Procedures of Department of Securities |
Subchapter 7. Investigations |
SECTION 660:2-7-9. Termination of investigation
Latest version.
- Upon completion of investigation, where the facts indicate that no corrective action by the Administrator is warranted, the investigative files shall be closed, without prejudice to reopening. Where remedial action is appropriate, the files may be referred for the initiation of administrative or civil proceedings, or other disposition as may be permitted under law. At any time during or after completion of an investigation, a matter may be referred to a law enforcement agency or another governmental or regulatory entity.