Oklahoma Administrative Code (Last Updated: March 11, 2021) |
TITLE 660. Department of Securities |
Chapter 10. Oklahoma Securities Act [revoked] |
Subchapter 1. General Provisions [revoked] |
SECTION 660:10-1-1. Purpose [revoked] |
SECTION 660:10-1-2. Statutory citations [revoked] |
SECTION 660:10-1-3. Definitions [revoked] |
SECTION 660:10-1-4. Application of Securities Act [revoked] |
SECTION 660:10-1-5. Legend requirement [revoked] |
Subchapter 3. Investment Certificate Issuers [revoked] |
Part 1. GENERAL PROVISIONS [revoked] |
Part 3. REPORTING AND ACCOUNTING REQUIREMENTS [revoked] |
Part 5. MISCELLANEOUS PROVISIONS [revoked] |
Subchapter 5. Broker-Dealers and Agents [revoked] |
Part 1. GENERAL PROVISIONS [revoked] |
Part 3. LICENSING PROCEDURES [revoked] |
Part 5. REPORTING REQUIREMENTS [revoked] |
Part 7. RECORD KEEPING AND ETHICAL STANDARDS [revoked] |
Subchapter 7. Investment Advisers and Investment Adviser Representatives [revoked] |
Part 1. GENERAL PROVISIONS [revoked] |
Part 3. LICENSING PROCEDURES [revoked] |
Part 5. REPORTING REQUIREMENTS [revoked] |
Part 7. RECORD KEEPING AND ETHICAL STANDARDS [revoked] |
Part 9. SEC COVERED INVESTMENT ADVISERS [revoked] |
Subchapter 9. Registration of Securities [revoked] |
Part 1. GENERAL PROVISIONS [revoked] |
Part 3. REGISTRATION PROCEDURES [revoked] |
Part 5. GUIDELINES AND POLICIES APPLICABLE TO OFFERINGS OF REGISTERED SECURITIES [revoked] |
Part 7. REPORTING REQUIREMENTS [revoked] |
Subchapter 11. Exemptions From Securities Registration [revoked] |
Part 1. GENERAL PROVISIONS [revoked] |
Part 3. EXEMPT SECURITIES [revoked] |
Part 5. EXEMPT TRANSACTIONS [revoked] |
Subchapter 13. Sales Literature [revoked] |
SECTION 660:10-13-1. Purpose [revoked] |
SECTION 660:10-13-2. Definitions [revoked] |
SECTION 660:10-13-3. Filing requirements [revoked] |
SECTION 660:10-13-4. Content [revoked] |
Subchapter 15. Miscellaneous Provisions [revoked] |
SECTION 660:10-15-1. General rules for presentation of financial statements [revoked] |
Subchapter 17. Investment Companies [revoked] |
SECTION 660:10-17-1. Definitions [revoked] |
SECTION 660:10-17-2. Investment company notices [revoked] |
SECTION 660:10-17-3. Investment company sales report [revoked] |
Note
[Authority: 71 O.S., §§ 410]
[Source: Codified 12-31-91]