Oklahoma Administrative Code (Last Updated: March 11, 2021) |
TITLE 660. Department of Securities |
Chapter 10. Oklahoma Securities Act [revoked] |
Subchapter 5. Broker-Dealers and Agents [revoked] |
Part 3. LICENSING PROCEDURES [revoked] |
SECTION 660:10-5-11. Initial registration [revoked] |
SECTION 660:10-5-12. Renewal [revoked] |
SECTION 660:10-5-13. Agent transfer [revoked] |
SECTION 660:10-5-14. Agent termination [revoked] |
SECTION 660:10-5-15. Categories of registration [revoked] |
SECTION 660:10-5-16. Qualification examination requirements [revoked] |
SECTION 660:10-5-17. Net capital for broker-dealers [revoked] |
SECTION 660:10-5-18. Bond requirements [revoked] |
SECTION 660:10-5-19. Piecemeal filings [revoked] |