Oklahoma Administrative Code (Last Updated: March 11, 2021) |
TITLE 660. Department of Securities |
Chapter 10. Oklahoma Securities Act [revoked] |
Subchapter 5. Broker-Dealers and Agents [revoked] |
Part 7. RECORD KEEPING AND ETHICAL STANDARDS [revoked] |
SECTION 660:10-5-41. Record keeping requirements for broker-dealers [revoked] |
SECTION 660:10-5-42. Standards of ethical practices [revoked] |
SECTION 660:10-5-43. Examination of broker-dealers [revoked] |
SECTION 660:10-5-44. Charges incurred in periodic examinations [revoked] |
SECTION 660:10-5-45. Financial statements for broker-dealers [revoked] |