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Oklahoma Administrative Code (Last Updated: March 11, 2021) |
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TITLE 660. Department of Securities |
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Chapter 11. Oklahoma Uniform Securities Act of 2004 |
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Subchapter 5. Broker-Dealers and Agents |
| Part 1. GENERAL PROVISIONS |
| Part 3. LICENSING PROCEDURES |
| Part 5. REPORTING REQUIREMENTS |
| Part 7. RECORD KEEPING AND ETHICAL STANDARDS |